C10-Market Operations

Data Analytics, Financial Transactions, Licensing, Market Research, Procedural, Regulatory Submissions, Risk-Based Inspection (RBI), Series 7, Technology Enhancements
March 13, 2024
Full Time

Job Description

About the job

Job Id: 24725411

The Sec & Derivatives Supv is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations – Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.

Responsibilities:

  • Supervise operating efficiency and ensure the entire team meets performance and quality expectations of assigned tasks
  • Evaluate team performance and make recommendations for pay increases, promotions, terminations, staffing, etc.
  • Resolve escalated issues and provide appropriate closure to those problems
  • Identify opportunities for process improvements, including service or technology enhancements and train staff on all changes
  • Analyse data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures
  • Identify control deficiencies and implement appropriate procedures
  • Serve as backup for manager as required
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
  • Adherence to all Regulatory submissions to RBI/NSE reports and Standard monthly, Quarterly as well as Yearly reports
  • Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements.
  • Escalate transaction processing issues to the appropriate department and collaborate on a solution.
  • Design and analyse moderately complex reports, in coordination with standards set by direct leadership

Qualifications:

  • Fundamental understanding of Treasury products, accounting, and regulatory policies.
  • Proven ability to perform various concurrent activities/projects in a high-risk environment.
  • Ability to work in a fast-paced environment.
  • 3-4 years of relevant experience
  • Required licensing/Registration: NISM Series 7 and FEDAI Certification.

Education:

  • Bachelor’s Degree/University degree or equivalent experience in Business, Accounting, or Finance, Chartered Accountant Preferred

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.